Options broker

Results: 182



#Item
141Finance / Floor broker / Broker-dealer / Options Clearing Corporation / Philadelphia Stock Exchange / Financial markets / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]September 16, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2013-09-17 11:21:31
142Investment / Broker-dealer / Chicago Board Options Exchange / Order / Futures contract / Securities Exchange Act / Short / Option / Net capital rule / Financial economics / Financial markets / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 12, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effective

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Source URL: www.sec.gov

Language: English - Date: 2013-11-13 08:59:56
143Investment / Market maker / Rebate / Market liquidity / Options Clearing Corporation / Securities Exchange Act / Algorithmic trading / Broker-dealer / Security / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]August 13, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed

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Source URL: www.sec.gov

Language: English - Date: 2013-08-14 09:56:05
144Mortgage loan / Finance / MERS / Business / Mortgage Brokerages /  Lenders and Administrators Act / Yield spread premium / Mortgage industry of the United States / Mortgage broker / Economy of the United States

The Mortgage Brokers Act is now Manitoba Law Obtaining a mortgage is likely the single largest financial obligation you will make. There are many options available to you when shopping for a mortgage. Regulated institut

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:16:23
145Financial economics / Financial system / Finance / 73rd United States Congress / Securities Exchange Act / Financial regulation / Floor broker / U.S. Securities and Exchange Commission / Self-regulatory organization / Financial markets / United States Securities and Exchange Commission / United States securities law

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule

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Source URL: www.sec.gov

Language: English - Date: 2011-12-14 09:37:17
146Investment / Finance / Boston Options Exchange / Order / Pip / Percentage in point / Market maker / Picture-in-picture / Broker-dealer / Financial economics / Financial markets / Stock market

Release No[removed]; File No. SR-BSE[removed], Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Price Improvement Period under the Rules of the Boston Options Exchange Facility, March

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Source URL: www.sec.gov

Language: English - Date: 2005-03-24 14:47:41
147United States securities law / Financial system / Financial services / Direct Edge / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Broker-dealer / Chicago Board Options Exchange / Financial economics / Economy of the United States / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]August 8, 2013 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2013-08-09 14:35:46
148Finance / Chicago Board Options Exchange / NASDAQ / Order / Broker-dealer / International Securities Exchange / Securities Exchange Act / Short / Derivative / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 6, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change to Amend Rules 1064 and 1

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Source URL: www.sec.gov

Language: English - Date: 2013-11-06 16:37:24
149Finance / Broker-dealer / Securities Exchange Act / Order / Futures contract / Short / Market maker / Commodity Futures Modernization Act / Net capital rule / Financial markets / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]November 12, 2013 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Pro

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Source URL: www.sec.gov

Language: English - Date: 2013-11-13 08:54:17
150Finance / Chicago Board Options Exchange / Securities Exchange Act / Broker-dealer / Floor broker / Short / U.S. Securities and Exchange Commission / Costs / Financial markets / Financial economics / Financial system

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Linkage Fees

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Source URL: www.sec.gov

Language: English - Date: 2011-06-10 15:43:07
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